Client Records Management

·         Centralized database for client records

·         Accessible by all employees regardless of location

·         Capable of storing transaction history on a client level

·         Contains all fields required for PC(ML)TFA record keeping

Risk Management

·         Easy to implement with custom or default risk ratings

·         Allows for manual risk rating adjustment

·         Client transaction history impacts risks scoring

·         Sorts clients by risk rating to focus risk management efforts

Watch List Scanning

·         Daily scan of all client records against published lists

·         Source data is updated constantly to ensure accuracy

·         Flags partial matches to ensure that they are not overlooked

·         Scan timing can be customized to run prior to outgoing payments

Automated FINTRAC Reporting

·         Automatically reports non-swift EFTOs to FINTRAC

·         Pre-scan of reports helps to reduce reporting errors

·         Automatically follows up on requests for further information

·         Email notification for sent, returned, and error reports

Trade Management

·         Inventory and position management

·         Spot and forward-dated trade modules

·         Customizable products and currencies

·         Ability to manage leads and track sales commissions 

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